Human Resources Business Partner – HRIS The HR Business Partner (HRBP) position is responsible for supporting the business by delivering one stop HR support with value-added service to management and employees. The HRBP supports their designated internal clients with a myriad of HR processes and initiatives. The position formulates partnerships […]
Head of Strategy and Risk Management
Head of Strategy and Risk Management The Head of Strategy and Risk Management is responsible for the implementation of the strategic growth and development plan of the Wealth Management business. This role will be for cross-border infrastructure risk management, ensuring proper regulatory, audit, IT and business governance across countries, affiliates […]
Gestor, Series 7
Gestor, Series 7 Gestionar, orientar y proyectar un equipo de 7 gestores que dan soporte a los procesos trasversales de CC US ( Bróker Dealer y RIA). Supervisar que los procesos de la firma se cumplan de acuerdo con los políticas y lineamientos previamente establecidos Garantizar que el proceso en […]
Fiduciary Risk Manager, VP
Fiduciary Risk Manager, VP The Risk Manager controls market, liquidity, and portfolio compliance risks of IUAM funds and products, provides operational and risk due diligence for new third-party target funds, and assists the Asset Management on issues relating to improvements in processes aimed at lowering fiduciary risk and enhancing controls […]
Controller
Controller We are seeking a motivated, hands-on, independent and detail-oriented individual to join our team as the US Controller. This is an exciting opportunity for someone looking to build a career in finance accounting, with direct exposure and decision-make to the senior management and lead a team of senior accountants […]
Compliance Officer
Compliance Officer The Compliance Officer supports the Firm in the development and implementation of activities designed to promote compliance with applicable securities regulatory authorities including, but not limited to, SEC laws and rules and FINRA rules and regulations. Responsibilities Qualifications
AML Specialist, AVP
AML Specialist, AVP He AML Specialist (possibility of coordinator) will operationally supervise and execute activities related to International Private Banking (Bank and Broker Dealer) and Branch. Perform Customer Due Diligence/Enhanced Due Diligence (“CDD/EDD/CIP/KYC”), screening of clients for derogatory information and/or sanctions exposure (as well experience with calibration and updates of […]