Registered CS

The Registered Client Service Associate will be supporting Bankers/Financial Advisors within a segment-specific client base while expanding new and existing affluent customers.

Responsibilities

• Back up to the Financial Advisors / International Relationship Managers, ability to process their trades and prepare their investment proposals.
• Know how to explain investment proposals and assist in the rebalancing of portfolio controlling the suitability aspects of each client.
• Knowledge of ACATS in the transfer of assets between Broker Dealers.

Qualifications

• At least 5 years of investment experience in International Wealth Management and knowledgeable in Investments and Bank Products.
• Bachelor’s degree in a related field or equivalent combination of coursework and work experience.
• Required licenses, Series 7 & 66 (or 63/65), maintain licenses current and in good standing.